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5764816

9781427758040

Series 63 License Exam Manual

Series 63 License Exam Manual
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Product details

  • ISBN-13: 9781427758040
  • ISBN: 1427758042
  • Publication Date: 2007
  • Publisher: Kaplan Publishing

AUTHOR

Kaplan Financial Staff

SUMMARY

TheSeries 63: Uniform Securities AgentLEM prepares representatives for registration as uniform securities agents with their states. The Series 63, in addition to a Series 6 or 7, qualifies an individual to sell securities and is designed to identify the unique registration issues and prohibited practices defined by the Uniform Securities Act (USA). It presents numerous case studies and examples to clarify complex legal language.Kaplan Financial Staff is the author of 'Series 63 License Exam Manual', published 2007 under ISBN 9781427758040 and ISBN 1427758042.

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