Securities Regulation 2007: Selected Statutes, Rules, and Forms

Designed specifically For The Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms neededin a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive To The authors' own Securities Regulation: Cases and Materials, Fifth Edition. the 2007 Edition features: The Securities Exchange Act of 1934: Rules and Forms Rule 14a-16. Internet Availability of Proxy Materials Section 15A(14), The new military sales clause Regulation; S-K, S-X, M, M-A, AC, FD, and G Regulation S-K: Item 308T. Internal Control over Financial Reporting Item 407. Corporate Gove Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control Over Financial Reporting Securities Act of 1933 Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act RulesJames D. Cox is the author of 'Securities Regulation 2007: Selected Statutes, Rules, and Forms', published 2007 under ISBN 9780735569362 and ISBN 0735569363.