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9780318601946

Securities Practice : Federal and State Enforcement

Securities Practice : Federal and State Enforcement

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Product details

  • ISBN-13: 9780318601946
  • ISBN: 031860194X
  • Publication Date: 1990
  • Publisher: West

AUTHOR

Steinberg, Marc I., Ferrara, Ralph C.

SUMMARY

This two volume work presents a chronological approach to SEC enforcement activities. The work also covers related enforcement practice, including: CFTC, Blue Sky laws, and self regulation by major exchanges and the NASD. Numerous sample forms for SEC and other regulatory entities are included.Steinberg, Marc I. is the author of 'Securities Practice : Federal and State Enforcement', published 1990 under ISBN 9780318601946 and ISBN 031860194X.

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