Sec Operations Increased Workload Creates Challenges

In the past decade, securities markets have undergone tremendous growth & innovation. Responding to concern that the Securities & Exchange Commission's (SEC) workload has outgrown its resources & impaired SEC's ability to fulfill its mission, the General Accounting Office (GAO) undertook this study to: (1) determine how the securities markets have changed; (2) identify whether SEC's resource levels have affected its ability to regulate & oversee the markets; & (3) identify any other factors that may affect SEC's ability to fulfill its mission. Charts, tables, & graphs.Hillman, Richard J. is the author of 'Sec Operations Increased Workload Creates Challenges' with ISBN 9780756726027 and ISBN 0756726026.