Comments: A well-cared-for item that has seen limited use but remains in great condition. The item is complete, unmarked, and undamaged, but may show some limited signs of wear. Item works perfectly. Pages are intact and not marred by notes or highlighting. The spine is undamaged.
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Publisher: Wiley & Sons, Incorporated, John
Demby, Elayne Robertson
Helps advisers keep a practice in compliance with mushrooming Federal rules and regulations. A convenient desk reference for anyone wishing needing to meet the regulatory criteria for investment advisers in the U.S. market.Demby, Elayne Robertson is the author of 'Ria's Compliance Solution Book Answers for the Critical Questions' with ISBN 9781576601921 and ISBN 1576601927.